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Course Outline

LangGraph Fundamentals for Finance

  • Refresher on LangGraph architecture and stateful execution mechanisms.
  • Financial use cases: research copilots, trade support, and customer service agents.
  • Addressing regulatory constraints and auditability considerations.

Financial Data Standards and Ontologies

  • Introduction to ISO 20022, FpML, and FIX.
  • Mapping schemas and ontologies into graph states.
  • Managing data quality, lineage, and personally identifiable information (PII).

Workflow Orchestration for Financial Processes

  • KYC and AML onboarding workflows.
  • Trade lifecycle management, exception handling, and case management.
  • Credit adjudication and decision-making paths.

Compliance, Risk, and Controls

  • Policy enforcement and model risk management.
  • Implementing guardrails, approval processes, and human-in-the-loop steps.
  • Ensuring audit trails, data retention, and explainability.

Integration and Deployment

  • Connecting to core systems, data lakes, and APIs.
  • Containerization, secrets management, and environment configuration.
  • CI/CD pipelines, staged rollouts, and canary deployments.

Observability and Performance

  • Monitoring structured logs, metrics, traces, and costs.
  • Load testing, establishing SLOs, and managing error budgets.
  • Incident response, rollback strategies, and resilience patterns.

Quality, Evaluation, and Safety

  • Unit testing, scenario testing, and automated evaluation harnesses.
  • Red teaming, adversarial prompt testing, and safety checks.
  • Dataset curation, drift monitoring, and continuous improvement.

Summary and Next Steps

Requirements

  • Familiarity with Python and the development of LLM applications.
  • Experience working with APIs, containers, or cloud services.
  • Basic understanding of financial domains or data models.

Target Audience

  • Domain technologists
  • Solution architects
  • Consultants developing LLM agents for regulated industries
 35 Hours

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Price per participant

Provisional Upcoming Courses (Require 5+ participants)

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